Our ASCEND Process

At Bootpack, we understand that each client's life journey is unique.

 

We’re your expert financial guides.

Every step we take is custom-crafted with your values, needs, and unique circumstances in mind, ensuring our strategies not only aim for your long-term goals but also equip you to handle whatever twists and turns life throws your way.

The New Client ASCEND Process

Assess (~90 mins):

Our discovery phase is focused on understanding your financial goals, answering your questions, and seeing if we’re the right fit to help you reach them.

Streamline (~2 Weeks):

The 'Get Organized' phase streamlines and secures all your financial documents in one place, creating a solid foundation for personalized planning.

Create (~2-3 Weeks):

Bootpack collaborates with you to turn your financial goals into a clear, customized plan, using an Investment Policy Statement (IPS) and a comprehensive strategy that includes investments, insurance, and estate planning—giving you control, clarity, and confidence in your financial path.

Execute (2-4 Weeks):

In this phase, Bootpack puts your plan into action by executing strategies like transferring and restructuring portfolios or setting up estate documents, working alongside accountants, lawyers, and tax experts to ensure every detail aligns with your goals.

Navigate (Ongoing):

We regularly review your plan to keep it aligned with your evolving goals, monitoring investment performance and any life changes, and recommending adjustments as needed to keep your financial strategy on track.

Deliver (Ongoing):

Bootpack’s mission is to exceed client expectations with responsive, dedicated service, delivering top financial advice and same-day support to guide you confidently through any financial situation.

Ongoing Value-Add Services

Investments

  • Dynamic Asset Allocation

  • Manager and Strategy Due Diligence and Selection

  • New Opportunity Deal Sourcing

  • Private Investment Cash Flow Management

Tax Planning & Strategies

  • Tax-Loss Harvesting

  • Tax Season Projections and Summary Reports

  • Tax-Free and Tax Sheltered Account Optimization

  • Roth Conversions

Financial Planning

  • Yearly Cash Flow and Distributions

  • Required Minimum Distributions (RMDs)

  • Annual Financial Plan Update

  • Equity Compensation and Employee Stock Option Review

Risk Management

  • Insurance Policy on File Review

  • Annual “What if” Stress Tests

Estate Planning & Philanthropy

  • Legacy Planning and Estate Plan Review

  • Beneficiary Updates

  • Appreciated Stock Gifting

  • Donor Advised Fund (DAFs) Giving

Special Projects

  • Career Transitions

  • Real Estate Purchase & Sale Advisory

  • Family Financial Support & Management

  • Business Entity Optimization (LLC v C-Corp v S Corp)

 FAQs

 

  • We provide a complimentary review on your existing portfolio, including benchmark analysis and high-level remarks on its composition. Click here for more information.

    However, our comprehensive financial plans and portfolio proposals are tailored to each client and require considerable time to compile. Therefore, we reserve this detailed work exclusively for existing Bootpack clients.

  • During the initial 3-6 month onboarding phase, we maintain frequent communication—daily or weekly—as there are many moving parts in implementing a new financial plan. After this phase, clients typically prefer to touch base 2-4 times a year for portfolio updates or on an as-needed basis when situations arise. Regardless of the need, we’re always available.

    We intentionally maintain a relatively small number of clients compared to the hundreds or thousands at other firms. This enables us to dedicate more time to each client and be highly responsive.

    Additionally, all clients receive monthly or quarterly reports summarizing their accounts, including inflows and outflows, rate of return, and commentary on their portfolio and asset classes.

  • No, we utilize the same strategies and funds as our clients, meaning we’re invested right alongside you. The only difference is the degree of risk—some clients prefer more, while others prefer less. Regardless, we will always be among Bootpack’s largest clients - a very different approach than most wealth management firms.

  • No, our sole business is providing ongoing advice and investment management. We are not a brokerage firm and do not hold client funds. Instead, we utilize Charles Schwab, an independent brokerage firm and custodian, where clients maintain their accounts and investments. We hold a Limited Power of Attorney on client accounts, allowing us to buy and sell investments to manage your portfolio effectively.

  • No,. We serve clients all over the US that seek experienced wealth management and highly personalized advice.

  • No, we do not. However, we systematically review the last 2-3 years of your 1040 tax returns using state-of-the-art AI technology. This allows us to provide a comprehensive analysis of your tax situation, including actionable recommendations for tax savings.